Please contact us at 1 (866) 928-0928 if you need more than 2 secondary account holders.
To help ensure that we are able to look out for your needs, we are asking that you provide your Dawson James’ Representative with the name of and contact information for a trusted contact person (age 18 or older) for each of your accounts at Dawson James. The trusted contact person is intended to be a resource for Dawson James in administering your accounts, protecting your assets, and responding to possible financial exploitation. The Form does not authorize the trusted contact or other people to conduct transactions in your account. The completion of this form is optional and you may withdraw it at any time by notifying Dawson James in writing.
By choosing to provide information about a trusted contact person, you authorize us to contact the trusted contact person listed below and disclose information about your account to that person in order to:
You may not list yourself or anyone named on this account below:
Maximum number of liquid investments reached.
Maximum number of investments reached.
Choosing this option will deliver any available securities to you and will result in additional charges.
Choosing this option will send all available funds to you.
To learn more about the bolded definitions below, please see this document:IPO CERTIFICATION
(FINRA Rules 5130 and 5131) Opens in a new tab
If neither of the statements apply to you, you are not eligible to purchase equity IPOs and you need not return this document.